DJ
DJ

Diane John

21 Years of Experience
Toledo, OH
Broker

Diane John is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Toledo, OH, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

3439 Granite Circle, Suite 300, Toledo, OH, 43617

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
June 2020 - Present · 5 yrs 11 mos
Robert W. Baird & CO. Incorporated
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2020 · 12 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2008 - July 2020 · 12 yrs 6 mos
A. G. Edwards & Sons, INC.
November 2005 - January 2008 · 2 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
November 2005 - January 2008 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2004 - November 2005 · 1 yr 6 mos
State Registrations1 state
OH
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.