Thomas Oldt is a registered investment advisor at LPL Financial LLC, based in Winter Haven, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
340 W. Central Ave., Ste 300, Winter Haven, FL, 33880
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas operates Thomas R Oldt Investment Services, LLC as a DBA for his LPL business, dedicating nearly full-time hours. He also owns rental real estate, is a notary, a part-time columnist, manages a business entity for tax/investment purposes, and serves as a FINRA arbitrator.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLCBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Mutual Service Corporation
Mutual Service CorporationBroker
First Advisors, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.