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Kenneth Greenwood

25 Years of Experience
Washington, DC
Broker

Kenneth Greenwood is a registered investment advisor at LPL Financial LLC, based in Washington, DC, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

555 12th St. Nw, Washington, DC, 20004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
June 2021 - Present · 4 yrs 11 mos
LPL Financial LLC
June 2021 - Present · 4 yrs 11 mos
LPL Financial LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
M&t Securities, INC.
May 2019 - June 2021 · 2 yrs 1 mo
M&t Securities, INC.Broker
March 2019 - June 2021 · 2 yrs 3 mos
Brookstone Capital Management LLC
January 2018 - January 2018 · 0 mos
Cambridge Investment Research Advisors, INC.
December 2017 - February 2018 · 2 mos
Cambridge Investment Research, INC.Broker
December 2017 - February 2018 · 2 mos
Suntrust Advisory Services, INC.
August 2016 - September 2017 · 1 yr 1 mo
Suntrust Investment Services, INC.
January 2014 - December 2016 · 2 yrs 11 mos
Suntrust Investment Services, INC.Broker
January 2014 - September 2017 · 3 yrs 8 mos
First Command Financial Planning, INC.
June 2008 - January 2014 · 5 yrs 7 mos
First Command Financial Planning, INC.Broker
April 2008 - January 2014 · 5 yrs 9 mos
Nylife Securities LLCBroker
March 2006 - January 2008 · 1 yr 10 mos
Allstate Financial Services, LLCBroker
September 2000 - October 2002 · 2 yrs 1 mo
First Union Brokerage Services, INC.Broker
May 1999 - July 1999 · 2 mos
Nylife Securities INC.Broker
November 1994 - March 1999 · 4 yrs 4 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Greenwood - Financial Advisor | TrueAdvisor