John Castelot is a registered investment advisor at LPL Financial LLC, based in Fairhaven, MA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
252 Sconticut Neck Rd, Fairhaven, MA, 02719-1508
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John operates under Northeast Planning Associates, Inc. as a DBA for his LPL business since 2007 and as a Registered Investment Advisor since 2016, dedicating about 10-20% of his time to financial planning and consulting. He also has a business entity for tax/investment purposes and owns rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Northeast Planning Associates, INC.
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Mariner Financial Services, INC.Broker
State Registrations12 states
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