Thomas Musmanno is a registered investment advisor at Mackay Shields LLC, based in Princeton, NJ, with 20 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 354 clients with $160B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Asset-based fees generally range from 0.030% to 1.50% annually, depending on the strategy and vehicle involved. Fees are negotiated on a case-by-case basis.
Fee Estimator
Location
506 Carnegie Center Drive, Suite 200, Princeton, NJ, 08540
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a co-owner of The Mouse Creek Quilting Company LLC, which sells fabric for quilting and crafting. He spends a few hours per week on this activity, outside of normal business hours.
Employment History
Current Registrations
Mackay Shields LLC
Nylife Distributors LLCBroker
Nylife Distributors LLC
Previous Registrations
Blackrock Investments, LLCBroker
Fam Distributors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Benedetto Falcone, CFAKayne Anderson Rudnick Investment Management, LLC
- Kevin Lamberson, ChFCTD Private Client Wealth LLC
- Daniel Walter, CFPHalberstadt Financial Consultants INC
- David Tardiff, CFPStrategic Advisers LLC
- Gregory Brez, CFPWells Fargo Advisors
- Francis Keene, CFPPrinceton Global Asset Management LLC