RG
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Rodrigo Garza

30 Years of Experience
Tomball, TX
Broker

Rodrigo Garza is a registered investment advisor, based in Tomball, TX, with 30 years of industry experience.

Location

25219 Kuykendahl Rd, Suite 260, Tomball, TX, 77375

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rodrigo has a passive investment in Masters Destillers, LLC. He is also an investment advisor representative and director/secretary at SUMMA CORP, dedicating about half of his time, and a registered representative at Investment Placement Group, also dedicating about half of his time.

Employment History
Current Registrations
Investment Placement Group
October 2019 - Present · 6 yrs 6 mos
Investment Placement GroupBroker
October 2019 - Present · 6 yrs 6 mos
Summa CORP.
June 2019 - Present · 6 yrs 10 mos
Previous Registrations
Insight Securities, INC.Broker
January 2017 - October 2019 · 2 yrs 9 mos
Laradorbecker Securities CorporationBroker
September 2013 - January 2017 · 3 yrs 4 mos
Lba Advisors LLC
April 2013 - May 2020 · 7 yrs 1 mo
Condor Securities, INC.Broker
September 1994 - June 2012 · 17 yrs 9 mos
State Registrations4 states
FLMAOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rodrigo Garza - Financial Advisor | TrueAdvisor