Rodrigo Garza is a registered investment advisor, based in The Woodlands, TX, with 31 years of industry experience. Rodrigo is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1790 Hughes Landing Blvd., Suite 470, The Woodlands, TX, 77380
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rodrigo has a passive investment in Masters Destillers, LLC. He is also an investment advisor representative and director/secretary at SUMMA CORP, dedicating about half of his time, and a registered representative at Investment Placement Group, also dedicating about half of his time.
Employment History
Current Registrations
Investment Placement Group
Investment Placement GroupBroker
Summa CORP.
Previous Registrations
Insight Securities, INC.Broker
Laradorbecker Securities CorporationBroker
Lba Advisors LLC
Condor Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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