Elizabeth Smith
Elizabeth Smith is a registered investment advisor at Planmember Securities Corporation, based in Carpinteria, CA, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
6187 Carpinteria Avenue, Carpinteria, CA, 93013
Get directionsHistory
Regulatory History (2)
Financial
March 2018Customer Dispute
June 2005Other Business ActivitiesSells Insurance
Elizabeth works as a financial advisor at United Financial Northwest, focusing on financial, securities, and insurance sales, dedicating full-time hours. She is also the President of Liz Smith & Associates, Inc., a financial and insurance sales company, and a professional representative at Cornerstone Financial Planning Group LLC, focusing on securities and insurance, both also requiring full-time hours.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Waddell & Reed, INC.Broker
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp SecuritiesBroker
North American Management, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.