SC
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Seth Courtwright

16 Years of Experience
Paramus, NJ
Broker

Seth Courtwright is a registered investment advisor at Ameriprise Financial Services, LLC, based in Paramus, NJ, with 16 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

The Atrium Ste 390, 80 E Rt 4, Paramus, NJ, 07652-2647

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Seth owns real estate and has business ownership interests, including CMA 92 LLC. He also engages in fiduciary activities, and these activities take up about a third of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2010 - Present · 15 yrs 9 mos
Ameriprise Financial Services, LLC
August 2010 - Present · 15 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2010 - Present · 15 yrs 9 mos
Previous Registrations
American Express Financial Advisors INC.Broker
October 2000 - September 2001 · 11 mos
Ids Life Insurance CompanyBroker
October 2000 - September 2001 · 11 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.