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Judith Singleton
31 Years of Experience
Jackson, WY
5 DisclosuresBroker
Judith Singleton is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Jackson, WY, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
170 East Broadway, Suite 100 D, Jackson, WY, 83001
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2021Denied
Customer Dispute
September 2017Denied
Customer Dispute
February 2016Denied
Customer Dispute
April 2008Settled
Customer Dispute
February 2001Denied
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2015 - Present · 11 yrs 3 mos
Raymond James Financial Services, INC.Broker
January 1999 - Present · 27 yrs 6 mos
Previous Registrations
Robert Thomas Securities, INCBroker
November 1994 - January 1999 · 4 yrs 2 mos
State Registrations44 states
AKARAZCACOCTDCDEFLGAHIIDILINKSKYMAMDMEMIMNMOMTNCNDNHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.