James Taylor is a registered investment advisor, based in Peoria Heights, IL, with 31 years of industry experience.
Location
4700 N. Prospect Rd, Suite A2B, Peoria Heights, IL, 61616
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
November 1999 - July 2012 · 12 yrs 8 mos
First Allied Securities, INC.Broker
February 1995 - September 2022 · 27 yrs 7 mos
First Affiliated SecuritiesBroker
September 1994 - August 1995 · 11 mos
State Registrations24 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.