SL
SL

Shawn Loy

31 Years of Experience
Baton Rouge, LA
Broker

Shawn Loy is a registered investment advisor at Morgan Stanley, based in Baton Rouge, LA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

400 Convention Street, Suite 400, Baton Rouge, LA, 70802

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Shawn is a sole proprietor/owner/partner of Beachaholic Properties, LLC, a rental property in Florida, since 2016. He is also a partner in SRHN Properties LLC, a real estate business in Louisiana, since 2022, dedicating minimal time to each.

Employment History
Current Registrations
Morgan Stanley
August 2017 - Present · 8 yrs 9 mos
Morgan StanleyBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2007 - August 2017 · 10 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 1995 - January 2005 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1994 - August 2017 · 22 yrs 11 mos
State Registrations19 states
ALCACODCFLGAIAKSLAMSNCNMNYOHOKSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shawn Loy - Financial Advisor | TrueAdvisor