Haiman Cai is a registered investment advisor at Morgan Stanley, based in New York, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, 21st Floor, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2012 - Present · 13 yrs 10 mos
Morgan StanleyBroker
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
Morgan Stanley & CO. LLCBroker
October 1997 - July 2012 · 14 yrs 9 mos
Goldman, Sachs & CO.Broker
October 1994 - May 1995 · 7 mos
State Registrations22 states
AZCACOCTDEFLGAMAMDMINCNHNJNVNYOHPASDVAVirgin IslandsWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.