Shawn Worman is a registered investment advisor, based in Mt Vernon, IN, with 24 years of industry experience.
Location
733 E 4th St, Mt Vernon, IN, 47620
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shawn is a principal and IAR at Kestra Advisory Services LLC and Harmonie Wealth Group, dedicating nearly full-time hours to these roles. Shawn also uses Ash Brokerage for fixed annuity business, owns a tax/accounting business, is VP of a country club, and owns a self-storage business, all requiring minimal time.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations9 states
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