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Kevin Williams

Synergy Asset Management, LLC
20 Years of Experience
Vancouver, WA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Kevin Williams is a registered investment advisor at Synergy Asset Management, LLC, based in Vancouver, WA, with 20 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,198 clients with $1.3B in assets under management.

Synergy Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
1,198 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $3.0M1.00%
$3.0M - $5.0M0.75%
$5M+0.50%

Fees may be negotiable. Some existing clients may pay higher or lower fees than new clients.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13215 SE Mill Plain Blvd, Suite C8-321, Vancouver, WA, 98684

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kevin engages with Synergy Financial Management's affiliated companies, including Synergy Financial Services, Inc (Insurance) and Synergy Mergers & Acquisitions, LLC DBA Synergy (Real Estate). He is also a real estate broker with Synergy Mergers + Acquisitions, earning commissions based on purchase and sales agreements.

Employment History
Current Registrations
Synergy Asset Management, LLC
April 2020 - Present · 6 yrs 6 mos
Previous Registrations
Lifetime Financial, INC.
September 2022 - June 2026 · 3 yrs 9 mos
Gennaker Capital LLC
October 2018 - April 2020 · 1 yr 6 mos
Goldbloom Wealth Management LLC
March 2016 - June 2018 · 2 yrs 3 mos
Elite Wealth Management, INC.
January 2013 - March 2015 · 2 yrs 2 mos
Amerivest Investment Management, LLC
January 2008 - January 2013 · 5 yrs
TD Ameritrade, INC.
January 2008 - January 2013 · 5 yrs
Key Investment Services LLC
May 2006 - January 2008 · 1 yr 8 mos
Shelgren Financial Group, INC.
February 2005 - July 2006 · 1 yr 5 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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