Kathy Ellis is a CFP-designated registered investment advisor at Ellis Financial Planning, based in Clarksville, TN, with 32 years of industry experience. Kathy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 331 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.24% |
Rates vary by program level: Summit is 0.69%, Complete is 0.79%, Enhanced is 0.89%, Classic is 0.99%, and standalone asset management is 1.24%.
Fee Estimator
Location
2681 Townsend Ct., Clarksville, TN, 37043
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kathy is the president and owner of Ellis & Company, Inc. and Ellis and Company Retirement Strategist, both support companies. She also owns the building where her branch is located, dedicating minimal time to this rental real estate activity.
Employment History
Current Registrations
Ellis Financial Planning
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Fiserv Investor Services, INC.Broker
Invest Financial CorporationBroker
Ameristar Capital Markets, INC.Broker
J.C. Bradford & CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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