Paul Loucks is a registered investment advisor, based in Albany, NY, with 31 years of industry experience.
Location
125 Wolf Road, Suite 118, Albany, NY, 12205-1221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Paul is a board member and financial advisor for Loucks since 1986, dedicating a few hours per week to this role. He also serves as a Notary Public for the State of New York since 1980, spending minimal time on this activity.
Employment History
Current Registrations
Newedge Securities, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Aig Equity Sales CORP.Broker
Guardian Investor Services CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.