DS
DS

David Sasso

31 Years of Experience
Red Bank, NJ
Broker

David Sasso is a registered investment advisor at Morgan Stanley, based in Red Bank, NJ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

20 Linden Place, Red Bank, NJ, 07701

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

David is the president of Wall Knights Family Foundation, focusing on children/youth and sports, and is also involved with two estates in Sarasota, Florida. He spends minimal time on these activities.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2002 - June 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
January 2001 - June 2009 · 8 yrs 5 mos
Dean Witter Reynolds INC.Broker
October 1994 - January 2001 · 6 yrs 3 mos
State Registrations26 states
AZCACOCTDCDEFLGAIDILMAMDMINCNJNVNYOHPARISCTXVAVTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.