James Sterbick is a registered investment advisor at LPL Financial LLC, based in Pacific Grove, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Pacific Grove, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works at Pebble Beach Golf Course, starting in March 2025. This outside employment takes about 10-20% of his time and is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Dean Witter Reynolds INC.Broker
State Registrations33 states
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