Carey Roebuck
Carey Roebuck is a registered investment advisor at Carey S. Roebuck Financial Services, LLC, based in Brewster, MA, with 18 years of industry experience. Carey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 36 clients with $5.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K+ | 1.00% |
Fees are negotiable and may vary based on client circumstances and service levels. Fees may be less for employee and family related accounts.
Fee Estimator
Location
Brewster, MA
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
July 2015Customer Dispute
June 2015Customer Dispute
January 2014Other Business Activities
Carey is a solicitor for Shadowridge Asset Management, LLC in Texas since 2015. This investment-related activity takes less than a quarter of their time.
Employment History
Current Registrations
Carey S. Roebuck Financial Services, LLC
Previous Registrations
Isc Advisors, INC.
Institutional Securities Corporation
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.