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William O'connor

31 Years of Experience
Minneapolis, MN
Broker

William O'connor is a registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 31 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
IM Fee
Planning only
Assets Under Management
$359.9M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northland Asset Management
June 2017 - Present · 9 yrs 1 mo
Northland Securities, INC.Broker
December 2003 - Present · 22 yrs 7 mos
Previous Registrations
Edward JonesBroker
September 2003 - November 2003 · 2 mos
American Investors Group, INC.Broker
December 2001 - September 2003 · 1 yr 9 mos
Morgan Stanley Dw INC.Broker
March 1998 - December 2001 · 3 yrs 9 mos
Dain Rauscher IncorporatedBroker
March 1998 - March 1998 · 0 mos
Dain Rauscher IncorporatedBroker
November 1994 - March 1998 · 3 yrs 4 mos
State Registrations16 states
AZCACOFLIAILMNNJNVNYOKSDTXVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William O'connor - Financial Advisor | TrueAdvisor