Dale Woodring
Dale Woodring is a registered investment advisor at Financial Council, LLC, based in Columbia, MD, with 31 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 640 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $7.5M | 0.50% |
| $7.5M - $50.0M | 0.25% |
| $50M+ | 0.25% |
Fees negotiable for amounts over $50,000,000.
Fee Estimator
Location
Columbia, MD
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dale is an Investment Advisor Representative (IAR) with RIA Financial Council Asset Management Corp, dedicating about half his time to advisory services. He also sells fixed insurance, spending minimal time on this activity.
Employment History
Current Registrations
Financial Council, LLC
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Financial Council Asset Management INC
Fsc Securities Corporation
Fsc Securities CorporationBroker
Advantage Capital Corporation
Advantage Capital CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.