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Craig Diamond

Chapin Davis Asset Management
31 Years of Experience
Baltimore, MD
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Craig Diamond is a registered investment advisor at Chapin Davis Asset Management, based in Baltimore, MD, with 31 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 555 clients with $640M in assets under management.

Chapin Davis Asset Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
555 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$642.8M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Standard fee is 2.00% annually and may be negotiated based on account size, portfolio complexity, and service model. Does not include brokerage commissions or transaction fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1340 Smith Ave, Suite 200, Baltimore, MD, 21209

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Craig is an independent contractor sales agent for Chapin Davis Insurance, Inc., selling variable and fixed insurance products, dedicating minimal time. He also works as a contractor for South Street Securities marketing repurchase agreements, taking nearly full-time hours.

Employment History
Current Registrations
Chapin, DavisBroker
May 2009 - Present · 17 yrs 5 mos
Chapin Davis Asset Management
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2003 - June 2009 · 5 yrs 11 mos
Wells Fargo Advisors, LLC
July 2003 - June 2009 · 5 yrs 11 mos
Prudential Securities Incorporated
May 1999 - July 2003 · 4 yrs 2 mos
Prudential Securities IncorporatedBroker
November 1998 - July 2003 · 4 yrs 8 mos
Ebi Securities CorporationBroker
May 1995 - December 1998 · 3 yrs 7 mos
H.J. Meyers & CO., INC.Broker
November 1994 - May 1995 · 6 mos
State Registrations13 states
AZCACTDCFLIDMDNCNYPATNVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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