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Robert Bulloch

Sb Advisory, LLC
31 Years of Experience
Raleigh, NC
3 DisclosuresBroker
View SEC Summary
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Robert Bulloch is a registered investment advisor at Sb Advisory, LLC, based in Raleigh, NC, with 31 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,744 clients with $1.1B in assets under management.

Sb Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
36 advisors
Number of Clients
2,744 clients
Average Client Portfolio
$401K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2.0M - $5.0M1.50%
$5M+1.25%

Fees are negotiable. Third-party manager programs charge an additional fee up to 1.25% with total fees not to exceed 2.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Raleigh, NC

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2017
Final
Employment Separation After Allegations
October 2016
Customer Dispute
September 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert operates under the DBA "Robert Bulloch, MBA Wealth Management" since 2013. This takes nearly full-time hours, with minimal time during trading hours.

Employment History
Current Registrations
Sb Advisory, LLC
January 2021 - Present · 5 yrs 9 mos
San Blas Securities LLC
December 2020 - Present · 5 yrs 10 mos
San Blas Securities LLCBroker
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Sb Advisory, LLC
December 2020 - December 2020 · 0 mos
Infinity Financial Services Advisory
June 2020 - November 2020 · 5 mos
Infinity Financial Services
April 2017 - November 2020 · 3 yrs 7 mos
Infinity Financial ServicesBroker
January 2017 - November 2020 · 3 yrs 10 mos
LPL Financial LLC
February 2010 - November 2016 · 6 yrs 9 mos
LPL Financial LLCBroker
February 2010 - November 2016 · 6 yrs 9 mos
Morgan Stanley Smith Barney LLC
July 2009 - March 2010 · 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2010 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 1994 - April 2007 · 12 yrs 6 mos
State Registrations4 states
ALNCOHSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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