RB
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Richard Brown
31 Years of Experience
Valley Village, CA
1 DisclosureBrokerSells Insurance
Richard Brown is a registered investment advisor, based in Valley Village, CA, with 31 years of industry experience.
Location
Valley Village, CA
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Regulatory History (1)
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Customer Dispute
February 2011Settled
Other Business ActivitiesSells Insurance
Richard sells fixed life insurance, including premium financing, through Apheta, dedicating about half of his time to this activity. He also works as a continuing education instructor for CPAs and attorneys through CPA Academy, teaching classes regarding fixed insurance, which takes minimal time.
Employment History
Current Registrations
Arete Wealth Advisors, LLC
December 2019 - Present · 6 yrs 5 mos
Arete Wealth Management, LLC
December 2019 - Present · 6 yrs 5 mos
Arete Wealth Management, LLCBroker
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
The Lincoln National Life Insurance CompanyBroker
October 2001 - April 2006 · 4 yrs 6 mos
Lincoln Financial Advisors CorporationBroker
June 1998 - December 2019 · 21 yrs 6 mos
Lincoln Financial Advisors Corporation
December 1997 - December 2019 · 22 yrs
Cigna Financial Advisors,inc.Broker
December 1994 - June 1998 · 3 yrs 6 mos
State Registrations3 states
AZCAIL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.