Frank Policare
Frank Policare is a registered investment advisor at Ameriprise Financial Services, LLC, based in New Hope, PA, with 31 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
6444 Lower York Road, Us 202, New Hope, PA, 18938
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Frank owns commercial real estate through FLP Holdings and operates Penn Wealth Planning as an Ameriprise practice. He also serves on the board of directors for Policare and is a partner at Penn Wealth Planning LLC, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
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