Joseph Diebold is a CFP-designated registered investment advisor at Broadlake Financial Management, based in S Burlington, VT, with 31 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 471 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $1.5M | 0.80% |
| $1.5M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.70% |
| $3M+ | 0.70% |
Fees are negotiable above $3,000,000. Non-profit organizations pay 90% of the normal fee schedule.
Fee Estimator
Location
99 Swift St Suite 305, S Burlington, VT, 05403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Broadlake Financial Management
State Registrations1 state
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