Michael Franks
Michael Franks is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Mequon, WI, with 31 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
11039 N Towne Square Rd Ste 1, Mequon, WI, 53092
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is an independent insurance broker for United Health and Network Health, selling health and Medicare Supplement insurance. He also serves as President on the Board of Directors for Franks, spending minimal time on each activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hogan Financial Management, LLC
Raymond James & Associates, INC.Broker
W.R. Hambrecht + CO., LLCBroker
Prudential Securities IncorporatedBroker
Oppenheimer & CO., INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael Murtos, CFPAnnex Wealth Management, LLC
- Luke Lamanna, CFAFounder360° Family Office
- Matthew D'attilio, CFALido
- Susanne Lopez, CFPAnnex Wealth Management, LLC
- Thomas Kelley, CFPStifel, Nicolaus & Company, Incorporated
- Evan Salmela, CFAThe Kieckhefer Group