Richard Griffin
Richard Griffin is a registered investment advisor at Nfsg Corporation, based in Ypsilanti, MI, with 28 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is up to 2%.
Fee Estimator
Location
301 W. Michigan Avenue, Suite 404, Ypsilanti, MI, 48197
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2014Customer Dispute
June 2007Customer Dispute
December 1998Other Business ActivitiesSells Insurance
Richard operates under the DBA Rickstar Financial as President, dedicating full-time hours to this investment-related activity. He is also involved in insurance sales as an agent.
Employment History
Current Registrations
Nfsg Corporation
Newbridge Securities CorporationBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Gsg Securities, INC.Broker
Chatfield Dean & CO., INC.Broker
Joseph Charles & Assoc., INC.Broker
Spencer Edwards, INC.Broker
Joseph Charles & Assoc., INC.Broker
A. T. Brod & CO. INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.