TB
TB

Thomas Barnicle

31 Years of Experience
Palatine, IL
Broker

Thomas Barnicle is a registered investment advisor at Cetera Investment Advisers LLC, based in Palatine, IL, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1 East Northwest Hwy, Suite 110, Palatine, IL, 60067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is the president of Barnicle & Associates, a tax and accounting firm, dedicating full-time hours to this role since 1990. He is also the president of Wealth Cornerstones, Inc. and owner of Barnicle Financial Group, spending significant time on financial services and accounting activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2004 - Present · 21 yrs 10 mos
Cetera Financial Specialists LLCBroker
June 2004 - Present · 21 yrs 11 mos
Previous Registrations
Hochman & Baker Investment Advisory Services, INC.
May 2002 - July 2004 · 2 yrs 2 mos
Hochman & Baker Securities, INC.Broker
March 2000 - June 2004 · 4 yrs 3 mos
AXA Advisors, LLCBroker
September 1999 - April 2000 · 7 mos
The Equitable Life Assurance Society of the United StatesBroker
September 1999 - January 2000 · 4 mos
Hochman & Baker Securities, INC.Broker
October 1994 - August 1999 · 4 yrs 10 mos
State Registrations15 states
ALAZCACOFLILINKYMAMOOHSCTXWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.