James Barnard is a registered investment advisor, based in Austin, TX, with 24 years of industry experience.
Location
500 N Capital of Texas Hwy Building 3, Suite 110, Austin, TX, 78746
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent selling disability, fixed annuities, life/accident/health, and LTC insurance through Hart Financial Group, dedicating a few hours per week. James also owns a rental property in Austin, TX, but spends no time on it.
Employment History
Current Registrations
Hightower Advisors, LLC
Hightower Securities, LLCBroker
Previous Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
Assent LLCBroker
Protrader Securities CorporationBroker
Zone Trading Partners, LLCBroker
Tejas Securities Group, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.