CW
CW
Charles Willis
31 Years of Experience
Winter Park, FL
1 DisclosureBroker
Charles Willis is a registered investment advisor at Morgan Stanley, based in Winter Park, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
250 Park Avenue South, Suite 500, Winter Park, FL, 32789
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2008Denied
Other Business Activities
Charles is a partner in The Warren and Suzanne Willis Family Limited Partnership, focusing on estate planning. This activity involves accounting, bookkeeping, and fund disbursement, but requires minimal time.
Employment History
Current Registrations
Morgan Stanley
May 2017 - Present · 9 yrs 2 mos
Morgan StanleyBroker
May 2017 - Present · 9 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - May 2017 · 13 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1994 - May 2017 · 22 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.