Rachel Sorrentino is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Hartford, CT, with 28 years of industry experience. Rachel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
One Corporate Center, 20 Church Street, Suite 2300, Hartford, CT, 06103-1221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rachel works as a driver for both Lyft and Uber, providing transportation services. Each activity takes about 10-20% of her time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Invest Financial CorporationBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Hartford Equity Sales Company INC.Broker
Metlife Investors Distribution CompanyBroker
State Farm Vp Management CORP.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Mony Securities CorporationBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Advest, INC.Broker
Allmerica Investments, INC.Broker
Cigna Financial Services, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.