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CFP
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CFP

Gregory Pollack

LPL Financial LLC
31 Years of Experience
Bend, OR
Broker
View SEC Summary
View SEC Summary

Gregory Pollack is a CFP-designated registered investment advisor at LPL Financial LLC, based in Bend, OR, with 31 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 NW Franklin Ave Ste 401 #C, Bend, OR, 97703

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory operates G Pollack Financial as a DBA for his LPL business, which is investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
February 2010 - March 2023 · 13 yrs 1 mo
Cambridge Investment Research, INC.Broker
February 2010 - March 2023 · 13 yrs 1 mo
Rosell Financial Group
November 2008 - March 2010 · 1 yr 4 mos
Valmark Advisers, INC.
July 2008 - November 2008 · 4 mos
Valmark Securities, INC.Broker
June 2008 - December 2009 · 1 yr 6 mos
AXA Advisors, LLCBroker
September 2000 - April 2008 · 7 yrs 7 mos
TD Waterhouse Investor Services, INC.Broker
February 1998 - August 2000 · 2 yrs 6 mos
Ascend Financial Services, INC.Broker
March 1995 - February 1998 · 2 yrs 11 mos
State Registrations12 states
AZCACOFLNCNJNYORPAUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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