Joseph Frohna
Joseph Frohna is a CFA-designated registered investment advisor at 1492 Capital Management, LLC, based in Milwaukee, WI, with 24 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, High Net Worth, and 2 more. Their firm serves 101 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 1.00% |
| $25.0M - $50.0M | 0.90% |
| $50M+ | 0.80% |
Fee schedule is for Small Cap Growth and Small Cap Value strategies. Small Cap Core Alpha: First $25 million is 1.25%, assets over $25 million is 1.00%. Small Cap Dynamic Hedge: 1.95%. Wealth Management: 1.00%. Fees may be negotiable.
Fee Estimator
Location
111 East Wisconsin Avenue, Suite 1300, Milwaukee, WI, 53202
Get directionsHistory
Regulatory History (3)
Regulatory
August 2007Civil
August 2007Employment Separation After Allegations
April 2004Employment History
Current Registrations
1492 Capital Management, LLC
Previous Registrations
Cortina Asset Management, LLC
U.S. Bancorp Asset Management, INC.
Salomon Brothers INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.