Brian Whalen
Brian Whalen is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Gainesville, GA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
620 Spring Street Se, Gainesville, GA, 30501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian is the principal of Stribling Whalen Financial Group, a support company/DBA, but dedicates no time to it. He also serves as a board member on the investment committee for the North Georgia Community Foundation, dedicating minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
American Funds Distributors, INC.Broker
Putnam Retail Management Limited PartnershipBroker
Van Kampen American Capital Distributors, INC.Broker
State Registrations21 states
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