JB
JB

John Brophy

31 Years of Experience
Tulsa, OK
Broker

John Brophy is a registered investment advisor at Wells Fargo Advisors, based in Tulsa, OK, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6060 S American Plaza St E, Ste 350, Tulsa, OK, 74135

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John has 25% ownership in Vela Wealth Management, LLC since 2022. He dedicates full-time hours to this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors
October 2022 - Present · 3 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - October 2022 · 19 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - October 2022 · 19 yrs 3 mos
Prudential Securities Incorporated
May 1995 - July 2003 · 8 yrs 2 mos
Prudential Securities IncorporatedBroker
November 1994 - July 2003 · 8 yrs 8 mos
State Registrations18 states
ARAZCACOFLIAILKSMIMNMONVOKSDTNTXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Brophy - Financial Advisor | TrueAdvisor