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Robyn Rose

Ameriprise Financial Services, LLC
29 Years of Experience
Conshohocken, PA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Robyn Rose is a registered investment advisor at Ameriprise Financial Services, LLC, based in Conshohocken, PA, with 29 years of industry experience. Robyn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

161 Washington St, Ste 1300, Conshohocken, PA, 19428-2055

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Settled
Employment Separation After Allegations
February 1990
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robyn serves as President on the Board of Directors for Rose, dedicating about 10-20% of her time. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2022 - Present · 4 yrs 1 mo
Ameriprise Financial Services, LLC
September 2022 - Present · 4 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - October 2022 · 19 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - October 2022 · 19 yrs 3 mos
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
Prudential Securities IncorporatedBroker
November 1996 - July 2003 · 6 yrs 8 mos
State Registrations13 states
AZCAFLILMDMIMTNJNVORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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