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Vladislav Romanov

30 Years of Experience
North Bethesda, MD
2 DisclosuresBroker

Vladislav Romanov is a registered investment advisor at LPL Financial LLC, based in North Bethesda, MD, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

North Bethesda, MD

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2022
Denied
Customer Dispute
May 2017
Settled
Other Business Activities

Vladislav operates under the DBA Metro Financial & Benefits for his LPL business. This activity takes nearly full-time.

Employment History
Current Registrations
LPL Financial LLC
July 2019 - Present · 6 yrs 10 mos
LPL Financial LLCBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - July 2019 · 11 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2019 · 11 yrs 6 mos
A. G. Edwards & Sons, INC.
August 2004 - January 2008 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
June 2001 - January 2008 · 6 yrs 7 mos
1717 Capital Management CompanyBroker
February 2001 - June 2001 · 4 mos
Signator Investors, INC.Broker
September 1995 - January 2001 · 5 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1995 - May 1997 · 1 yr 8 mos
Washington Investment CorporationBroker
April 1995 - June 1995 · 2 mos
State Registrations19 states
CADCDEFLGAIAMAMDMEMONCNHNJNYOHSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.