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CFP

Daniel Klein

Private Client Services, LLC
31 Years of Experience
Creve Coeur, MO
1 DisclosureBroker
View SEC Summary
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Daniel Klein is a CFP-designated registered investment advisor at Private Client Services, LLC, based in Creve Coeur, MO, with 31 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,765 clients with $1.4B in assets under management.

Private Client Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
685 advisors
Number of Clients
8,765 clients
Average Client Portfolio
$158K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.25%

Fees are negotiable based on client complexity and relationship size. Third-party manager marketplace adds 0.15% to 1.00% subscription fees. American Funds F2 program charges 0.25% to 1.00% flat rate.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Three City Dr, Suite 590, Creve Coeur, MO, 63141

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel owns Klein Wealth Management, LLC, a personal LLC for tax purposes, and is an IAR with RFG Advisory, spending nearly full-time on advisory activities. He also referees for a youth basketball league, dedicating about 10% of his time.

Employment History
Current Registrations
Private Client Services, LLCBroker
June 2018 - Present · 8 yrs 4 mos
Rfg Advisory, LLC
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
April 2009 - June 2018 · 9 yrs 2 mos
LPL Financial LLC
April 2009 - October 2015 · 6 yrs 6 mos
Royal Alliance Associates, INC.
November 1999 - April 2009 · 9 yrs 5 mos
Wealth Management Advisors, INC.
April 1998 - August 2009 · 11 yrs 4 mos
Royal Alliance Associates, INC.Broker
September 1995 - April 2009 · 13 yrs 7 mos
State Registrations11 states
CACOFLILKSKYMAMDMONCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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