James Sullivan is a registered investment advisor, based in Morristown, NJ, with 31 years of industry experience.
Location
305 Madison Avenue, Morristown, NJ, 07960
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is affiliated with Private Advisor Group as a Registered Investment Advisor, dedicating about half of his time to providing investment advisory services. He also has ownership stakes in PAG Holdings, LLC, PAG Financial, LLC, and ICUP Enterprises, LLC, spending minimal time on these entities.
Employment History
Current Registrations
Pag Financial, LLCBroker
Private Advisor Group, LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Maxim Group LLCBroker
Investec Ernst & CompanyBroker
Stuart, Coleman & CO., INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.