Anthony Nofi
Anthony Nofi is a registered investment advisor at MML Investors Services, LLC, based in Marshfield, MA, with 30 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
20 Congress St, Marshfield, MA, 02050
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2009Customer Dispute
January 2007Other Business ActivitiesSells Insurance
Anthony is an agent for health, group life, and group health insurance, dedicating minimal time. He also works as a referral agent for MP-HR (formerly Mass Pay), a payroll services company, and owns an LLC for pass-through compensation, spending about 10-20% of his time on this.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Baystate Wealth Management
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
Dean Witter Reynolds INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.