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Thomas Hurford

LPL Financial LLC
30 Years of Experience
Columbus, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Thomas Hurford is a registered investment advisor at LPL Financial LLC, based in Columbus, OH, with 30 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

291 E Livingston Ave., Columbus, OH, 43215

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History

Regulatory History (1)
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Criminal
June 2004
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is a member manager of Following Seas, LLC, which buys and sells sailboats, and owns Hackneyed Phrase, LLC for tax/investment purposes. He also dedicates about half his time to providing investment advisory services through Stratos Wealth Partners, Ltd and sells long-term care insurance through LTCI Partners, dedicating minimal time to this.

Employment History
Current Registrations
LPL Financial LLC
May 2015 - Present · 11 yrs 5 mos
Stratos Wealth Partners, LTD
July 2013 - Present · 13 yrs 3 mos
LPL Financial LLC
July 2013 - Present · 13 yrs 3 mos
LPL Financial LLCBroker
July 2013 - Present · 13 yrs 3 mos
Previous Registrations
The Huntington Investment Company
April 2006 - July 2013 · 7 yrs 3 mos
The Huntington Investment CompanyBroker
March 2003 - July 2013 · 10 yrs 4 mos
Mfs Fund Distributors, INC.Broker
October 1997 - February 2003 · 5 yrs 4 mos
Dean Witter Reynolds INC.Broker
October 1996 - July 1997 · 9 mos
Legg Mason Wood Walker, IncorporatedBroker
July 1995 - May 1996 · 10 mos
State Registrations11 states
CAFLINLAMANJNYOHTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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