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Thomas Hurford

29 Years of Experience
Columbus, OH
1 DisclosureBrokerSells Insurance

Thomas Hurford is a registered investment advisor at LPL Financial LLC, based in Columbus, OH, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

291 E Livingston Ave., Columbus, OH, 43215

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History

Regulatory History (1)
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Criminal
June 2004
Final Disposition
Other Business ActivitiesSells Insurance

Thomas is a member manager of Following Seas, LLC, which buys and sells sailboats, and owns Hackneyed Phrase, LLC for tax/investment purposes. He also dedicates about half his time to providing investment advisory services through Stratos Wealth Partners, Ltd and sells long-term care insurance through LTCI Partners, dedicating minimal time to this.

Employment History
Current Registrations
LPL Financial LLC
May 2015 - Present · 11 yrs 2 mos
Stratos Wealth Partners, LTD
July 2013 - Present · 13 yrs
LPL Financial LLC
July 2013 - Present · 13 yrs
LPL Financial LLCBroker
July 2013 - Present · 13 yrs
Previous Registrations
The Huntington Investment Company
April 2006 - July 2013 · 7 yrs 3 mos
The Huntington Investment CompanyBroker
March 2003 - July 2013 · 10 yrs 4 mos
Mfs Fund Distributors, INC.Broker
October 1997 - February 2003 · 5 yrs 4 mos
Dean Witter Reynolds INC.Broker
October 1996 - July 1997 · 9 mos
Legg Mason Wood Walker, IncorporatedBroker
July 1995 - May 1996 · 10 mos
State Registrations11 states
CAFLINLAMANJNYOHTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.