TrueAdvisor
TrueAdvisor
JL
JL

James Lewis

National Wealth Management Group, LLC
31 Years of Experience
Westfield, IN
View SEC Summary
View SEC Summary

James Lewis is a registered investment advisor at National Wealth Management Group, LLC, based in Westfield, IN, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Divorce Planning, and 9 more. Their firm serves 1,314 clients with $530M in assets under management.

National Wealth Management Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
1,314 clients
Average Client Portfolio
$407K average
Assets Under Management
$534.9M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual advisory fee is 2.25%. Fees are negotiable based on account size, complexity, and overall relationship.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Westfield, IN

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

James provides investment advisory services through National Wealth Management Group, dedicating full-time hours to this activity. He also operates under the DBA Jim Lewis Wealth Management for his LPL business, also dedicating full-time hours.

Employment History
Current Registrations
National Wealth Management Group, LLC
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
National Wealth Management Group, LLC
March 2019 - December 2021 · 2 yrs 9 mos
LPL Financial LLC
January 2019 - February 2019 · 1 mo
Independent Financial Partners
March 2017 - March 2019 · 2 yrs
Sbc Wealth Management
September 2015 - April 2017 · 1 yr 7 mos
LPL Financial LLCBroker
September 2015 - January 2025 · 9 yrs 4 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2015 · 2 yrs 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2015 · 2 yrs 11 mos
Chase Investment Services CORP.
June 2012 - October 2012 · 4 mos
Chase Investment Services CORP.Broker
June 2012 - October 2012 · 4 mos
Edward Jones
February 2007 - June 2012 · 5 yrs 4 mos
Edward JonesBroker
October 2004 - June 2012 · 7 yrs 8 mos
First National Investments, INC.Broker
February 2002 - November 2004 · 2 yrs 9 mos
Mcdonald Investments INC.Broker
March 2000 - January 2002 · 1 yr 10 mos
Salomon Smith Barney INC.Broker
November 1994 - February 2000 · 5 yrs 3 mos
State Registrations1 state
IN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Westfield, IN →All financial advisors in Indiana →