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David Rauch

31 Years of Experience
Destin, FL
2 DisclosuresBroker

David Rauch is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Destin, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

3997 Commons Drive West, Suite O, Destin, FL, 32541

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2007
Closed-No Action
Customer Dispute
January 2005
Settled
Other Business Activities

David is the owner and president of DMR Wealth Services, a support company, dedicating minimal time to it. He is also a committee member for Preserve Bluewater BayLLC, a non-profit, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
April 2003 - Present · 23 yrs 1 mo
Previous Registrations
Raymond James Financial Services
May 2003 - October 2009 · 6 yrs 5 mos
Prudential Securities IncorporatedBroker
July 1999 - April 2003 · 3 yrs 9 mos
Prudential Securities Incorporated
July 1999 - April 2003 · 3 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
January 1995 - July 1999 · 4 yrs 6 mos
State Registrations18 states
ALCACODCFLGAIAIDLAMAMSMTNCNYORPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.