TP
TP

Thomas Pfeifer

31 Years of Experience
Parker, CO
Broker

Thomas Pfeifer is a registered investment advisor at Blackrock Investment Management, LLC, based in Parker, CO, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Parker, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Blackrock Investment Management, LLC
May 2016 - Present · 10 yrs
Blackrock Investments, LLC
January 2012 - Present · 14 yrs 4 mos
Blackrock Investments, LLCBroker
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
Blackrock Fund Advisors
October 2011 - June 2016 · 4 yrs 8 mos
Blackrock Fund Distribution CompanyBroker
October 2011 - December 2011 · 2 mos
Alliancebernstein L.P.
July 2006 - October 2011 · 5 yrs 3 mos
Alliancebernstein Investments, INC.Broker
July 2006 - October 2011 · 5 yrs 3 mos
Lord, Abbett & CO. LLC
May 2001 - July 2006 · 5 yrs 2 mos
Lord Abbett Distributor LLCBroker
March 2001 - July 2006 · 5 yrs 4 mos
Edward JonesBroker
November 1994 - March 2001 · 6 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.