Kim Sherwood
Kim Sherwood is a registered investment advisor at Cetera Investment Advisers LLC, based in Cincinnati, OH, with 31 years of industry experience. Kim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11427 Reed Hartman Hwy Ste 202, Cincinnati, OH, 45241
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kim sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating minimal time to this. Kim also serves on the board of directors for Westview Condominiums, engages in stand-up comedy, owns Center Stage Financial, and is a notary public.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Lfg Advisory Services
Walnut Street Securities, INC.
Walnut Street Advisers INC
Walnut Street Securities, INC.Broker
Intersecurities, INC.Broker
Prudential Securities IncorporatedBroker
Quest Capital Strategies, INC.Broker
State Registrations42 states
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