Mark Ferguson is a registered investment advisor at Tradewinds Investment Advisors, LLC, based in Eudora, KS, with 12 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8 clients with $2.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $30.0M | 0.75% |
| $30M+ | 0.60% |
Fees are generally negotiable for clients with assets under management above $5 million.
Fee Estimator
Location
Eudora, KS
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark works as a substitute teacher at the local public school district since 2004. The work hours vary, ranging from 0 to 100 hours per month, often during normal securities trading hours.
Employment History
Current Registrations
Tradewinds Investment Advisors, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.