JH
JH

John Hopper

27 Years of Experience
Richmond, VA
1 DisclosureBroker

John Hopper is a registered investment advisor at Oppenheimer & CO. INC., based in Richmond, VA, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

The Arrington Building, 1802 Bayberry Court - Suite 200, Richmond, VA, 23226

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History

Regulatory History (1)
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Employment Separation After Allegations
April 2019
Employment History
Current Registrations
Oppenheimer & CO. INC.
September 2020 - Present · 6 yrs 1 mo
Oppenheimer & CO. INC.Broker
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Cambridge Investment Research Advisors, INC.
September 2015 - April 2019 · 3 yrs 7 mos
Cambridge Investment Research, INC.Broker
September 2015 - April 2019 · 3 yrs 7 mos
Ftb Advisors, INC.
October 2013 - June 2015 · 1 yr 8 mos
Ftb Advisors, INC.
April 2012 - October 2013 · 1 yr 6 mos
Ftb Advisors, INC.Broker
September 2010 - June 2015 · 4 yrs 9 mos
Ftb Advisors, INC.
September 2010 - March 2012 · 1 yr 6 mos
Wells Fargo Advisors, LLC
April 2005 - June 2010 · 5 yrs 2 mos
Wells Fargo Advisors, LLCBroker
April 2005 - June 2010 · 5 yrs 2 mos
Southtrust Securities, LLCBroker
April 2003 - April 2005 · 2 yrs
First Union Securities, INC.Broker
October 2000 - December 2000 · 2 mos
First Union Brokerage Services, INC.Broker
November 1994 - October 2000 · 5 yrs 11 mos
State Registrations28 states
AZCACOCTDCDEFLGAIDKYMDMIMSNCNENHNJNVNYOHORPARISCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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