John Borton
John Borton is a registered investment advisor at Investment Trends Capital Group LLC, based in Scottsdale, AZ, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 33 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The annual fee is negotiable.
Fee Estimator
Location
Scottsdale, AZ
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2002Other Business Activities
John is the sole proprietor of Tarpon Enterprises, LLC, used only to list business expenses for tax purposes. He also owns Investment Trends LLC since 2022, holding assets; both activities require minimal time.
Employment History
Current Registrations
Investment Trends Capital Group LLC
Previous Registrations
B. Riley Wealth ManagementBroker
National Securities CorporationBroker
B. Riley Wealth Advisors, INC.
Vfinance Investments, INCBroker
Capital Growth Financial, LLCBroker
National Securities CorporationBroker
First Union Securities Financial Network, INC.Broker
Jw Charles Securities,inc.Broker
Baraban Securities, INC.Broker
Hanover, Sterling & Company LTD.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.