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Charles Haddad

Berthel Fisher & Company Financial Services, INC.
31 Years of Experience
Bloomfield Hills, MI
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Charles Haddad is a registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Bloomfield Hills, MI, with 31 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 3,352 clients with $910M in assets under management.

Berthel Fisher & Company Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
232 advisors
Number of Clients
3,352 clients
Average Client Portfolio
$270K average
Assets Under Management
$906.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable fee across programs is 2.50% annually. Actual fees are negotiable and vary by advisor, account size, and platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7 West Square Lake Road #120, Bloomfield Hills, MI, 48302

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015
Settled
Customer Dispute
February 2010
Closed-No Action
Customer Dispute
November 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles is a registered representative with First of Birmingham LLC and an insurance agent for fixed insurance products. He also owns Preferquotes.com, which markets health insurance, and is involved in other activities including selling rare coins and participating in charitable organizations, dedicating minimal time to each.

Employment History
Current Registrations
Berthel Fisher & Company Financial Services, INC.
January 2010 - Present · 16 yrs 9 mos
Berthel, Fisher & Company Financial Services, INC.Broker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Securities Service Network, INC.Broker
October 2008 - April 2009 · 6 mos
Ferris, Baker Watts, LLC
September 2008 - October 2008 · 1 mo
Ferris, Baker Watts IncorporatedBroker
June 2007 - October 2008 · 1 yr 4 mos
Oppenheimer & CO. INC.Broker
January 1999 - July 2007 · 8 yrs 6 mos
First of Michigan CorporationBroker
December 1994 - January 1999 · 4 yrs 1 mo
State Registrations15 states
AZCAILINKYMINCNYOHOKPASCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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